Regulation Q provides a limit on the interest rate that a bank can pay on deposits in savings accounts.

Regulation R defines situations in which banks may provide services involving securities to their customers, as well as situations in which securities transactions must be performed by a registered broker […]

This provision that was set forth by the SEC allows companies to sell their stock outside of the U. S. without being forced to register those shares.

A federal board that extends credit through brokers to the client.

This regulation by the Federal Reserve states that loans made by companies other than brokerage firms must fund stock purchases.

The Truth in Lending Act requires lenders to advise the borrower in writing of all costs that are associated with the credit portion of a financial transaction .

A regulator is an independent device that is used to determine and maintain the operating parameters of a system.

A government body formed under the terms of a statute to ensure compliance with the acts provisions.

Using internal and external differences in business activity . It is done to reduce costs and expand profits. Refer to regulatory consolidation and regulatory harmonization .

Resources used to absorb risk in order to keep in the national regulatory requirements . Refer to economic capital , riskadjusted capital , tier 1 2 and 3 capital.

Loss that occurs when business rules are not followed. This is a subcategory of process risk .

Combining seperate regulators to unify the company. It reduces costs, prevents loss, and increases profits. Refer to regulatory harmonization .

Imposed limitations on the activities of a firm in compliance with the requirements of a regulatory agency .

Forced power by regulatory agencies to constrain the decision making freedoms of a firm.

Making sure business rules are followed across borders. Refer to regulatory consolidation .

A database created by the NAIC that lists the actions taken by state insurance companies against individuals and insurers including penalties and fines.

the name that is given to a crime that isn’t bad but is still wrong as it is prohibited by a legislation .

Financial loss exposure arising from the likeliness that regulatory agencies will make changes in the current rules or will impose new rules that will adversely affect the already taken trading […]

Benchmarks circulated by a regulatory agency that were created to enforce the provisions of a legislation .

Lat. General rules, which the courts promulgate from . time to time for the regulation of their practice.

to real property . See Friedley v. Hamilton. 17 Serg. & R. (Pa.) 71, 17 Am. Dec. 638; Cas- tillero v. U. S

Lat. In Saxon law. A title sometimes given to the earl or comcs, In old charters. Spelman. REHABERE FACIAS SEISIN AM 1010 RELATION

When a sheriff in the “habere facias sci- sinam” had delivered seisin of more than he ought, this judicial writ lay to make him re-‘ store seisin of the excess. […]

In Scotch and French criminal law . To reinstate a criminal in his personal rights which he has lost by a judicial sentence. Brande.

In French and Scotch criminal law . The reinstatement of a criminal in his personal rights which he has lost by a judicial sentence. Brande. In old English law . […]