A firm or person who is registered at the state level or with the Securities & Exchange Commission (SEC) to give investment advice and manage the investments of single investors.

A service at the post office in which a receipt is issued to the sender of a mail and the mail’s destination address is recorded in a register. When delivered, […]

Insurance offered by the Post Office that covers loss of securities and money when the item is sent by registered mail .

A type of medical professional that is licensed to distribute medication and provide other types of nursing care.

Under U. K. law, the legal address of a company that is entered in the registrar of companies . This is the address where all communicatons are sent.

A trader on the floor who monitors activity to ensure a fair market. He or she is not required to serve as a market maker unlike a registered trader.

Owner whose name is recorded in a security issuer’s registers as the security’s owner and is entitled to receive dividend or interest and principal payouts. Also called record holder.

A new issue of securities that agree to the terms of national security regulations before it is available for sale. A registration statement is created. Refer to bearer security and […]

See also: tonnage. Also known as a shipping ton , this is equalivent to 2.83 cubic metere or 100 cubic feet.

the name that is given to a trademark that has been recorded and registered with the US Patent Office .

a person who has recorded his name in the voting register and is entitled legally to cast a vote.

One who registers ; particularly, one who registers anything (e. g., a trade-mark) for the purpose of securing a right or privilege granted by law on condition of such registration […]

An officer who has the custody or keeping of a registry or register. This word is used in England; “register” is more common in America.

Under U. K. law, the registrar is responsible for recording and maintaining certain details of new and existing firms within their jurisdiction .

In old English law . A notary; a registrar or register.

Recording; inserting in an official register; the act of making a list, catalogue, schedule, or register, particularly of an official character, or of making entries therein. In re Supervisors of […]

Quality certification procedure in which an independent and accredited quality auditor conducts an onsite audit of a firm. They examine the firm’s documentation procedures and operations and compare them against […]

A contract agreeing to the terms of the securities and exchange commission . It discloses relevant information to the buyers.

The register of writs, (q. v.)

istry;” as the register for the probate of wills. A book containing a record of facts as they occur, kept by public authority ; a register of births, marriages, and […]

A royal professor or reader of lectures founded in the English universities l

Statutes of tbe British parliament are usually cited by the name and year of the sovereign in whose reign they were enacted, and the successive years of the reign of […]

One having authority as a king; one in the exercise of royal authority.

The ecclesiastical kingdom. 2 Hale, P. C. 324. Regnnm noil est divisibile. Co. Litt 165. The kingdom is not divisible.

In the English law of real property , when, after a person has made a grant, the property granted comes back to him, (e. g