In old English law . A legal maxim. “Brocardica Juris,” the title of a small book of legal maxims, published at Paris, 1508.

In old English and Scotch law. A broker; a middleman between buyer and seller; the agent of both transacting parties. Bell; Cowell.

In old English law . A wood, a thicket or covert of bushes and brushwood. Cowell; Blount.

A small book or magazine containing pictures and information about a product or service.

Under the Investment Advisor ‘s Act of 1940, the Brochure Rule requires federally registered investment advisors provide a written disclosure statement to their clients at specified times during the advisory […]

An offtherun COUPON payment date on a FIXED INCOME security , e.g., 28 or 58 days, rather than the conventional 30 or 60 days.

In maritime law . That space in a ship which is not filled by her cargo.

An agent employed to make bargains and contracts between other persons, in matters of trade, commerce, or navigation , for a compensation commonly called “brokerage.” Story, Ag.

Someone who acts as an agent for some insurers and as a broker for others.

A brokerage firm that buys and sells securities on its own account as a principal before selling the securities to customers.

A shortterm secured demand LOAN granted by a BANK to a SECURITIES FIRM or BROKER/DEALER that is used to fund client securities positions. The loan is backed by the underlying […]

The INTEREST RATE charged by a BANK on a shortterm BROKER LOAN .

A SECURITIES FIRM involved in investment advice, brokerage, and execution activities on behalf of clients, and TRADING activities for its own account. Some broker/dealers may also act as MARKET MAKERS […]

The wages or commissions of a broker; also, his business or occupation .

An account from a customer with a brokerage house or a broker attached.

When a broker brings in business to an insurance company.

A department where people place insurance with other brokers.

When a broker sells a company insurance, this is the fee earned.

An independent firm or contractor working for an insurance company whose main function is to sell one or more insurance products to select insurance brokers.

Place where a broker conducts his business.

A brokerage company employee who appoints, trains and manages brokers and who sells the company’s products to those brokers, who then sell them to clients.

A largedenomination CERTIFICATE OF DEPOSIT issued by a BANK to a BROKER/DEALER , which splits the certificate into smaller denominations suitable for distribution to retail investors. In some instances the […]

Deposits placed in a savings institution by a broker. The broker gathers funds from others and packages the funds in batches of $100,000. The broker then shops for thrift institutions […]

The buying and selling of anything where a broker represents one or both counterparties. The broker is thought to be able to extract the best price on behalf of those […]

Paper print of an artwork or design which is also referred to as just bromide.